Code of Conduct

This document summarizes The Charles Schwab Corporation's policies on General Corporate and Personal Standards of Conduct; Conflicts of Interest; Confidentiality of Information; Employment Practices; Business Practices; and Compliance Procedures.


Code of Business Conduct and Ethics, as amended by the Board of Directors on December 14, 2011 to update sections on inside information and acceptance of gifts and entertainment policies and to make certain other clarifying and non-substantive changes.

Code of Business Conduct and Ethics, as adopted by the Board of Directors prior to its amendment on December 14, 2011.